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001 ocm53874523;

003 OCoLC;

005 20031209130135.0;

006 m d f ;

007 cr mn|||||||||;

008 031209s2003 dcud sb f000 0 eng c;

037 b| GAO (202)512-6000 (voice); (202)512-6061 (Fax); (202)512-2537 (TDD)f| paper copy;

040 a| GPOc| GPOd| MvI;

042 a| pcc;

043 a| n-us---;

049 a| ERE#;

074 a| 0546-D (online);

086 0 a| GA 1.13:GAO-03-795;

088 a| GAO-03-795;

110 1 a| United States.b| General Accounting Office=| ^A1924;

245 10 a| SEC and CFTC fines follow-up :b| collection programs are improving, but further steps are warranted.;

246 3 a| Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) fines follow up :b| collection programs are improving, but further steps are warranted;

260 a| [Washington, D.C.] :b| U.S. General Accounting Office,c| [2003];

336 a| textb| txt2| rdacontent;

337 a| computerb| c2| rdamedia;

338 a| online resourceb| cr2| rdacarrier;

538 a| Mode of access: Internet from GAO web site. Address as of 12/08/03: http://www.gao.gov/new.items/d03795.pdf; current access available via PURL.;

500 a| Title from title screen (viewed on Dec. 8, 2003).;

500 a| "July 2003.";

500 a| Paper version available from: General Accounting Office, 441 G St., NW, Rm. LM, Washington, D.C. 20548.;

504 a| Includes bibliographical references.;

500 a| "GAO-03-795.";

500 a| GPO Cataloging Record Distribution Program (CRDP).;

650 0 a| Securities fraudz| United States.=| ^A94155;

650 0 a| Fines (Penalties)z| United States.=| ^A420679;

776 0 a| United States. General Accounting Office.t| SEC and CFTC fines follow-up : collection programs are improving, but further steps are warrantedh| ii, 45 p.w| (OCoLC)53344691;

856 40 u| https://purl.fdlp.gov/GPO/LPS37648;

949 a| Click on web addressw| asish| joyner94;

596 a| 1;

998 a| 942696;

999 a| CLICK ON WEB ADDRESSw| ASISc| 1i| MQ1663064d| 8/7/2007l| JNETm| JOYNERr| Ys| Yt| JNE1DOu| 2/3/2004x| EDOCUMENTz| JERESOURCEo| .STAFF. 0;

SEC and CFTC fines follow-up : collection programs are improving, but further steps are warranted.

Author/creator	United States
Format	Electronic
Publication Info	[Washington, D.C.] : U.S. General Accounting Office, [2003]
Supplemental Content	https://purl.fdlp.gov/GPO/LPS37648
Subjects	Securities fraud--United States. Fines (Penalties)--United States.

Variant title	Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) fines follow up : collection programs are improving, but further steps are warranted
General note	Title from title screen (viewed on Dec. 8, 2003).
General note	"July 2003."
General note	Paper version available from: General Accounting Office, 441 G St., NW, Rm. LM, Washington, D.C. 20548.
General note	"GAO-03-795."
General note	GPO Cataloging Record Distribution Program (CRDP).
Bibliography note	Includes bibliographical references.
Technical details	Mode of access: Internet from GAO web site. Address as of 12/08/03: http://www.gao.gov/new.items/d03795.pdf; current access available via PURL.
Issued in other form	United States. General Accounting Office. SEC and CFTC fines follow-up : collection programs are improving, but further steps are warranted ii, 45 p.
Technical rpt number	GAO-03-795
GPO item number	0546-D (online)
Govt. docs number	GA 1.13:GAO-03-795
Stock number	GAO (202)512-6000 (voice); (202)512-6061 (Fax); (202)512-2537 (TDD) paper copy

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SEC and CFTC fines follow-up : collection programs are improving, but further steps are warranted.

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