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LEADER 02276cam 2200469 a 4500

001 ocm57399672;

003 OCoLC;

005 20050111103435.0;

006 m d f ;

007 cr m|| ;

008 050111s2004 dcua sb f000 0 eng c;

037 b| GAO (202)512-6000 (voice); (202)512-6061 (Fax); (202)512-2537 (TDD)f| paper copy;

040 a| GPOc| GPOd| MvI;

042 a| pcc;

043 a| n-us---;

049 a| ERE#;

074 a| 0546-D (online);

086 0 a| GA 1.13:GAO-04-75;

088 a| GAO-04-75;

110 1 a| United States.b| General Accounting Office=| ^A1924;

245 10 a| Securities markets :b| opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters.;

246 17 a| SEC oversight of SRO listing programs;

260 a| [Washington, D.C.] :b| U.S. General Accounting Office,c| [2004];

336 a| textb| txt2| rdacontent;

337 a| computerb| c2| rdamedia;

338 a| online resourceb| cr2| rdacarrier;

538 a| Mode of access: Internet from GPO Access web site. Address as of 12/27/04: http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=gao&docid=f:d0475.pdf; current access available via PURL.;

500 a| Title from title screen (viewed on Dec. 27, 2004).;

500 a| "April 2004.";

500 a| Paper version available from: U.S. General Accounting Office, 441 G St., NW, Rm. LM, Washington, D.C. 20548.;

504 a| Includes bibliographical references.;

500 a| "GAO-04-75.";

500 a| GPO Cataloging Record Distribution Program (CRDP).;

650 0 a| Stock exchangesz| United States.=| ^A170843;

650 0 a| Securitiesx| Self-regulationz| United States.=| ^A17008;

776 0 a| United States. General Accounting Office.t| Securities markets : opportunities exist to enhance investor confidence and improve listing program oversighth| iii, 118 p.w| (OCoLC)55626536;

856 40 u| https://purl.fdlp.gov/GPO/LPS56590;

949 a| Click on web addressw| asish| joyner94;

596 a| 1;

998 a| 987880;

999 a| CLICK ON WEB ADDRESSw| ASISc| 1i| MQ1743812d| 8/7/2007l| JNETm| JOYNERr| Ys| Yt| JNE1DOu| 2/10/2005x| EDOCUMENTz| JERESOURCEo| .STAFF. 0;

Securities markets : opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters.

Author/creator	United States
Format	Electronic
Publication Info	[Washington, D.C.] : U.S. General Accounting Office, [2004]
Supplemental Content	https://purl.fdlp.gov/GPO/LPS56590
Subjects	United States. Securities and Exchange Commission--Rules and practice. --Evaluation. Stock exchanges--United States. Securities--Self-regulation. --United States.

Running title	SEC oversight of SRO listing programs
General note	Title from title screen (viewed on Dec. 27, 2004).
General note	"April 2004."
General note	Paper version available from: U.S. General Accounting Office, 441 G St., NW, Rm. LM, Washington, D.C. 20548.
General note	"GAO-04-75."
General note	GPO Cataloging Record Distribution Program (CRDP).
Bibliography note	Includes bibliographical references.
Technical details	Mode of access: Internet from GPO Access web site. Address as of 12/27/04: http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=gao&docid=f:d0475.pdf; current access available via PURL.
Issued in other form	United States. General Accounting Office. Securities markets : opportunities exist to enhance investor confidence and improve listing program oversight iii, 118 p.
Technical rpt number	GAO-04-75
GPO item number	0546-D (online)
Govt. docs number	GA 1.13:GAO-04-75
Stock number	GAO (202)512-6000 (voice); (202)512-6061 (Fax); (202)512-2537 (TDD) paper copy

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Securities markets : opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters.

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